Nasd Broker Dealer
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Broker-dealer - A broker-dealer is a company that trades in securities for customers as well as for its own account. In the United States, a broker-dealer has to be registered with the U.
Broker Dealer Exchange, LLC - Broker Dealer Exchange, LLC (often referred to as BDX) is an investment bank. Headquartered in downtown New York at Hannover Square, BDX operates from several offices in New York, Los Angeles, St Petersburg and London.
Securities Investor Protection Corporation - The Securities Investor Protection Corporation (SIPC) is a Federally mandated insurance company that protects securities investors from harm if a broker/dealer defaults. Since most investors rely on a broker to handle custody of the investor's assets, the broker legally owns those assets.
EK Riley Investments - EK Riley Investments, LLC is a securities broker/dealer formed in Seattle, Washington in September 2002.
nasdbrokerdealer
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